Discussion: View Thread

  • 1.  Lucky Draws and Ethics Review

    Posted 08-23-2010 23:30
    Dear colleagues,
     
    I have a study in which I offer participants a chance to win shopping/travel vouchers in a lucky draw. It is an anonymous online survey with the lucky draw entry form being decoupled from the actual survey itself. IRB sees this design as being flawed as incentives are not allowed, only reimbursements.

    Have any of you used lucky draws/contests in your studies? If so, how did you manage to get around IRB with such a design?
     
    I would very much like to hear your experiences and any suggestions are welcome. Thanks in advance!
     
     
     
    Best regards,
    Angeline


  • 2.  Lucky Draws and Ethics Review

    Posted 08-24-2010 00:42

    Hi Angeline,

    I've used raffle draws in our studies, both for research or for university or consulting purposes (e.g. alumni surveys, marketing surveys).

    So far, we have not gotten IRB issues. We clearly indicate the incentive up front as a way of motivating people to respond.  In fact, I just got a JD Power Associate survey invitation, with a $1 bill inside, plus chance for additional drawings worth thousands of $$.  It certainly worked to get me to complete their rather long car survey yesterday.

     

    I am not sure why in your campus incentives are "not allowed" (and how is this a flaw, since one can also argue that reimbursements also have their own issues.). Is it possible the incentives are not allowed for reasons other than ethical treatment of participants?

     

    To reduce IRB issue about confidentiality, we have also decoupled the actual entry form where participants indicate their email or contact info from the actual survey. They essentially indicate if they would like to be entered in the drawing at the end of the first survey, and if they say yes, they are provided with a link to a separate survey.  Not everyone necessarily signs up in the second survey, but this way, they are clearly given a choice to participate in the raffle.

     

    Note also that whenever you ask for contact info, it is better to promise "confidentiality" rather than "anonymity."

    But you can certainly promise always to report the data at aggregate levels, therefore keeping identities anonymous in public reports.

     

    Denise

    From: Organizational Behavior Division Listserv [mailto:OB@AOMLISTS.PACE.EDU] On Behalf Of Angeline Lim
    Sent: Monday, August 23, 2010 8:30 PM
    To: OB@AOMLISTS.PACE.EDU
    Subject: [OB-LIST] Lucky Draws and Ethics Review

     

    Dear colleagues,

     

    I have a study in which I offer participants a chance to win shopping/travel vouchers in a lucky draw. It is an anonymous online survey with the lucky draw entry form being decoupled from the actual survey itself. IRB sees this design as being flawed as incentives are not allowed, only reimbursements.


    Have any of you used lucky draws/contests in your studies? If so, how did you manage to get around IRB with such a design?

     

    I would very much like to hear your experiences and any suggestions are welcome. Thanks in advance!

     

     

     

    Best regards,
    Angeline



  • 3.  Lucky Draws and Ethics Review

    Posted 08-24-2010 07:00
    In a survey many years ago, we gave each participant a lottery ticket
    for a Province (=State) run lottery. Our IRB allowed that.

    hth

    Martin G. Evans
    Professor Emeritus
    Rotman School of Management, University of Toronto



    URL: www.rotman.utoronto.ca/~evans

    ,,, it is ultimately the faith and determination of the American People
    upon which this nation relies. It is ... the selflessness of workers who
    would rather cut their hours than see a friend lose their job.
    Barack H. Obama

    The test of our progress is not whether we add more to the abundance of
    those who have much; it is whether we provide enough for those who have
    too little.
    Franklin D. Roosevelt

    On 8/23/2010 11:29 PM, Angeline Lim wrote:
    > Dear colleagues,
    > I have a study in which I offer participants a chance to win
    > shopping/travel vouchers in a lucky draw. It is an anonymous online
    > survey with the lucky draw entry form being decoupled from the actual
    > survey itself. IRB sees this design as being flawed as incentives are
    > not allowed, only reimbursements.
    >
    > Have any of you used lucky draws/contests in your studies? If so, how
    > did you manage to get around IRB with such a design?
    > I would very much like to hear your experiences and any suggestions are
    > welcome. Thanks in advance!
    > Best regards,
    > Angeline


  • 4.  Lucky Draws and Ethics Review

    Posted 08-24-2010 10:26

    Our IRB also does not allow raffle draws. Their reasoning is that raffles have an undue influence, as people misperceive their chances of winning (that is why gambling happens...). Therefore, this can be seen as a form of coercion. We have not been able to change their minds even when the prize something not very significant such as tickets to the college hockey game.

    Roni
    Roni Reiter-Palmon, Ph. D.
    Isaacson Professor of I/O Psychology
    Director, I/O Psychology Program
    Director of Research, Center for Collaboration Science
    University of Nebraska at Omaha
    Omaha, NE 68182
    (402) 554-4810
    rreiter-palmon@mail.unomaha.edu

    Denise J Lopez ---08/24/2010 09:19:15 AM---Hi Angeline, I've used raffle draws in our studies, both for research or for university


    From:

    Denise J Lopez <deniselopez@STAMARIA.NET>

    To:

    <OB@AOMLISTS.PACE.EDU>

    Date:

    08/24/2010 09:19 AM

    Subject:

    Re: [OB-LIST] Lucky Draws and Ethics Review

    Sent by:

    Organizational Behavior Division Listserv <OB@AOMLISTS.PACE.EDU>





    Hi Angeline,
    I've used raffle draws in our studies, both for research or for university or consulting purposes (e.g. alumni surveys, marketing surveys).
    So far, we have not gotten IRB issues. We clearly indicate the incentive up front as a way of motivating people to respond. In fact, I just got a JD Power Associate survey invitation, with a $1 bill inside, plus chance for additional drawings worth thousands of $$. It certainly worked to get me to complete their rather long car survey yesterday.

    I am not sure why in your campus incentives are "not allowed" (and how is this a flaw, since one can also argue that reimbursements also have their own issues.). Is it possible the incentives are not allowed for reasons other than ethical treatment of participants?

    To reduce IRB issue about confidentiality, we have also decoupled the actual entry form where participants indicate their email or contact info from the actual survey. They essentially indicate if they would like to be entered in the drawing at the end of the first survey, and if they say yes, they are provided with a link to a separate survey. Not everyone necessarily signs up in the second survey, but this way, they are clearly given a choice to participate in the raffle.

    Note also that whenever you ask for contact info, it is better to promise "confidentiality" rather than "anonymity."
    But you can certainly promise always to report the data at aggregate levels, therefore keeping identities anonymous in public reports.

    Denise
    From: Organizational Behavior Division Listserv [mailto:OB@AOMLISTS.PACE.EDU] On Behalf Of Angeline Lim
    Sent:
    Monday, August 23, 2010 8:30 PM
    To:
    OB@AOMLISTS.PACE.EDU
    Subject:
    [OB-LIST] Lucky Draws and Ethics Review

    Dear colleagues,

    I have a study in which I offer participants a chance to win shopping/travel vouchers in a lucky draw. It is an anonymous online survey with the lucky draw entry form being decoupled from the actual survey itself. IRB sees this design as being flawed as incentives are not allowed, only reimbursements.

    Have any of you used lucky draws/contests in your studies? If so, how did you manage to get around IRB with such a design?


    I would very much like to hear your experiences and any suggestions are welcome. Thanks in advance!



    Best regards,
    Angeline




  • 5.  Lucky Draws and Ethics Review

    Posted 08-24-2010 10:33
    Angeline,

    I have also used this method of incentives in several studies, and the IRB never had an issue with it. My university does require the winner to fill out a W-9 form, for tax purposes, though I doubt that has anything to do with the IRB rejection. Perhaps the informed consent you submitted was not clear up front about the participants' chances of winning? Or it somehow suggested that they would be compensated? The only thing I can think of is that the IRB feels that participants are somehow being mislead. Is it possible to contact your IRB chair for further clarification/suggestions?

    Erin



    Erin Richard, Ph.D.
    Assistant Professor
    Industrial-Organizational Psychology
    Florida Institute of Technology




    -----Original Message-----
    From: Organizational Behavior Division Listserv [mailto:OB@AOMLISTS.PACE.EDU] On Behalf Of Martin Evans
    Sent: Tuesday, August 24, 2010 7:00 AM
    To: OB@AOMLISTS.PACE.EDU
    Subject: Re: [OB-LIST] Lucky Draws and Ethics Review

    In a survey many years ago, we gave each participant a lottery ticket
    for a Province (=State) run lottery. Our IRB allowed that.

    hth

    Martin G. Evans
    Professor Emeritus
    Rotman School of Management, University of Toronto



    URL: www.rotman.utoronto.ca/~evans

    ,,, it is ultimately the faith and determination of the American People
    upon which this nation relies. It is ... the selflessness of workers who
    would rather cut their hours than see a friend lose their job.
    Barack H. Obama

    The test of our progress is not whether we add more to the abundance of
    those who have much; it is whether we provide enough for those who have
    too little.
    Franklin D. Roosevelt

    On 8/23/2010 11:29 PM, Angeline Lim wrote:
    > Dear colleagues,
    > I have a study in which I offer participants a chance to win
    > shopping/travel vouchers in a lucky draw. It is an anonymous online
    > survey with the lucky draw entry form being decoupled from the actual
    > survey itself. IRB sees this design as being flawed as incentives are
    > not allowed, only reimbursements.
    >
    > Have any of you used lucky draws/contests in your studies? If so, how
    > did you manage to get around IRB with such a design?
    > I would very much like to hear your experiences and any suggestions are
    > welcome. Thanks in advance!
    > Best regards,
    > Angeline


  • 6.  Lucky Draws and Ethics Review

    Posted 08-24-2010 11:19
    I think that the IRB views anything that entices one to participate as unethical. I have done studies where those that did participate were awarded a $5.00 gift card. This information was stated in the participant letter. I'm not really sure what the difference is, but this has been my experience with the IRB process. It seems to be a factor of the correct wording and explanation.

    Tony Daniel, Ph.D.
    Ashford University
    706-266-6345

    ----- Original Message -----
    From: "Martin Evans" <martin.evans@UTORONTO.CA>
    To: OB@AOMLISTS.PACE.EDU
    Sent: Tuesday, August 24, 2010 7:00:28 AM
    Subject: Re: [OB-LIST] Lucky Draws and Ethics Review

    In a survey many years ago, we gave each participant a lottery ticket
    for a Province (=State) run lottery. Our IRB allowed that.

    hth

    Martin G. Evans
    Professor Emeritus
    Rotman School of Management, University of Toronto



    URL: www.rotman.utoronto.ca/~evans

    ,,, it is ultimately the faith and determination of the American People
    upon which this nation relies. It is ... the selflessness of workers who
    would rather cut their hours than see a friend lose their job.
    Barack H. Obama

    The test of our progress is not whether we add more to the abundance of
    those who have much; it is whether we provide enough for those who have
    too little.
    Franklin D. Roosevelt

    On 8/23/2010 11:29 PM, Angeline Lim wrote:
    > Dear colleagues,
    > I have a study in which I offer participants a chance to win
    > shopping/travel vouchers in a lucky draw. It is an anonymous online
    > survey with the lucky draw entry form being decoupled from the actual
    > survey itself. IRB sees this design as being flawed as incentives are
    > not allowed, only reimbursements.
    >
    > Have any of you used lucky draws/contests in your studies? If so, how
    > did you manage to get around IRB with such a design?
    > I would very much like to hear your experiences and any suggestions are
    > welcome. Thanks in advance!
    > Best regards,
    > Angeline


  • 7.  Lucky Draws and Ethics Review

    Posted 08-24-2010 11:30

    Hello Angeline,

     

    I hear that in certain jurisdictions a "lucky draw" is considered a form of gambling and requires an appropriate license. Could this be a reason for the IRB's reluctance to approve it?

     

    One way to remove it from the realm of luck and hence disqualify it as a "gamble" would be to somehow associate the chances of earning with one's performance on the study. I'm happy to help further if you can divulge some information about your experimental design.

     

    S.

     

    Sheen S. Levine, PhD

    Massachusetts Institute of Technology

     

    www.sslevine.com

     

     

    From: Organizational Behavior Division Listserv [mailto:OB@AOMLISTS.PACE.EDU] On Behalf Of Angeline Lim
    Sent: Monday, August 23, 2010 23:30
    To: OB@AOMLISTS.PACE.EDU
    Subject: [OB-LIST] Lucky Draws and Ethics Review

     

    Dear colleagues,

     

    I have a study in which I offer participants a chance to win shopping/travel vouchers in a lucky draw. It is an anonymous online survey with the lucky draw entry form being decoupled from the actual survey itself. IRB sees this design as being flawed as incentives are not allowed, only reimbursements.


    Have any of you used lucky draws/contests in your studies? If so, how did you manage to get around IRB with such a design?

     

    I would very much like to hear your experiences and any suggestions are welcome. Thanks in advance!

     

     

     

    Best regards,
    Angeline



  • 8.  Lucky Draws and Ethics Review

    Posted 08-24-2010 11:32

    I just stepped down from being chair on our IRB, a member for over six years. We have quite a few drawings and raffles as incentives in our studies. The important thing, as pointed out below, is that potential participants don't think their chances are so good that they will feel they HAVE to participate. Usually, that's not too hard.

     

    I suggest you get a group of faculty together who find this problematic, review the federal and university regulations, get a feel for how many other IRBS do allow such incentives (obviously lots do), and make a case (pleasantly, of course; IRB members take a lot of heat) for this method. We've never had any problems (i.e. adverse events) with it.

     

    From: Organizational Behavior Division Listserv [mailto:OB@AOMLISTS.PACE.EDU] On Behalf Of Roni Reiter-Palmon
    Sent: Tuesday, August 24, 2010 9:26 AM
    To: OB@AOMLISTS.PACE.EDU
    Subject: Re: [OB-LIST] Lucky Draws and Ethics Review

     

    Our IRB also does not allow raffle draws. Their reasoning is that raffles have an undue influence, as people misperceive their chances of winning (that is why gambling happens...). Therefore, this can be seen as a form of coercion. We have not been able to change their minds even when the prize something not very significant such as tickets to the college hockey game.

    Roni
    Roni Reiter-Palmon, Ph. D.
    Isaacson Professor of I/O Psychology
    Director, I/O Psychology Program
    Director of Research, Center for Collaboration Science
    University of Nebraska at Omaha
    Omaha, NE 68182
    (402) 554-4810
    rreiter-palmon@mail.unomaha.edu

    Denise J Lopez ---08/24/2010 09:19:15 AM---Hi Angeline, I've used raffle draws in our studies, both for research or for university


    From:


    Denise J Lopez <deniselopez@STAMARIA.NET>


    To:


    <OB@AOMLISTS.PACE.EDU>


    Date:


    08/24/2010 09:19 AM


    Subject:


    Re: [OB-LIST] Lucky Draws and Ethics Review


    Sent by:


    Organizational Behavior Division Listserv <OB@AOMLISTS.PACE.EDU>





    Hi Angeline,
    I've used raffle draws in our studies, both for research or for university or consulting purposes (e.g. alumni surveys, marketing surveys).
    So far, we have not gotten IRB issues. We clearly indicate the incentive up front as a way of motivating people to respond. In fact, I just got a JD Power Associate survey invitation, with a $1 bill inside, plus chance for additional drawings worth thousands of $$. It certainly worked to get me to complete their rather long car survey yesterday.

    I am not sure why in your campus incentives are "not allowed" (and how is this a flaw, since one can also argue that reimbursements also have their own issues.). Is it possible the incentives are not allowed for reasons other than ethical treatment of participants?

    To reduce IRB issue about confidentiality, we have also decoupled the actual entry form where participants indicate their email or contact info from the actual survey. They essentially indicate if they would like to be entered in the drawing at the end of the first survey, and if they say yes, they are provided with a link to a separate survey. Not everyone necessarily signs up in the second survey, but this way, they are clearly given a choice to participate in the raffle.

    Note also that whenever you ask for contact info, it is better to promise "confidentiality" rather than "anonymity."
    But you can certainly promise always to report the data at aggregate levels, therefore keeping identities anonymous in public reports.

    Denise
    From: Organizational Behavior Division Listserv [mailto:OB@AOMLISTS.PACE.EDU] On Behalf Of Angeline Lim
    Sent:
    Monday, August 23, 2010 8:30 PM
    To:
    OB@AOMLISTS.PACE.EDU
    Subject:
    [OB-LIST] Lucky Draws and Ethics Review


    Dear colleagues,

    I have a study in which I offer participants a chance to win shopping/travel vouchers in a lucky draw. It is an anonymous online survey with the lucky draw entry form being decoupled from the actual survey itself. IRB sees this design as being flawed as incentives are not allowed, only reimbursements.

    Have any of you used lucky draws/contests in your studies? If so, how did you manage to get around IRB with such a design?


    I would very much like to hear your experiences and any suggestions are welcome. Thanks in advance!



    Best regards,
    Angeline



  • 9.  Lucky Draws and Ethics Review

    Posted 08-24-2010 14:02
    Dear OB Colleagues:
     
    I've been reading with interest the discussion about a lottery as an incentive for participation in research.  One of the things that we often don't remember is that IRBs were developed in large part for medical research.  In many types of medical research, where there is risk, sometimes serious risk, involved, incentives are not permitted because they would be coercive.  Individuals can be reimbursed for expenses, but anything beyond "normal" expenses would be considered something akin to "bribing" individuals to participate in the research.  Thus, individuals with more difficult economic circumstances would be more willing to assume risk, whereas the benefit is gained more generally.  This situation would not be acceptable to an IRB or, more generally, to a society.
     
    Our types of research simply do not expose individuals to the same types of risk.  Thus, most IRBs would not consider the type of incentive that you are suggesting, Angeline, as inappropriate.  Perhaps if you asked for a face-to-face meeting with your IRB and discussed with them WHY there is such a strong prohibition against incentives, you might find that there is some latitude.  I think that sometimes people who serve on IRBs forget why the "rules" are in place and look only at the "rules."  And many of those "rules" are self-imposed rather than being imposed by an external body.  So discussion might help you to reach an understanding about what you are trying to accomplish. 
     
    Hope that this response helps.  --  Gayle
     

    Gayle Baugh
    Associate Professor
    Co-Editor, Research in Careers Series
      published by Information Age Publishing
    Associate Editor, Group & Organization
      Management
    Department of Management & MIS
    University of West Florida
    11000 University Parkway
    Pensacola, Florida  32514-5752
    (850) 474-2206  (Office)
    (850) 474-2314  (FAX)
    gbaugh@uwf.edu



  • 10.  Lucky Draws and Ethics Review

    Posted 08-24-2010 14:15

    Angeline:

     

    Unfortunately, there is a great deal of variance among IRBs, and there can be a lot of subjectivity and differences of opinion about what is and what is not allowable. I've seen well established methods disallowed at some universities because IRB members don't think it is appropriate, e.g., asking about counterproductive work behavior even anonymously. As some have advised, I would politely talk to the IRB people involved, try to gain an understanding of their objection, and see if you can come up with a way to fix their objection. If it is a matter of wording in the informed consent, that's easy. But the issue may be fundamental to the use of a lucky draw. I've heard mixed things about the efficacy of this procedure anyway, and prefer to use the resources to give a small incentive to each subject, even if just a pen or other inexpensive gift, and this might not cost much more than the larger gifts you had intended.

     

     

     

    From: Organizational Behavior Division Listserv [mailto:OB@AOMLISTS.PACE.EDU] On Behalf Of Angeline Lim
    Sent: Monday, August 23, 2010 11:30 PM
    To: OB@AOMLISTS.PACE.EDU
    Subject: [OB-LIST] Lucky Draws and Ethics Review

     

    Dear colleagues,

     

    I have a study in which I offer participants a chance to win shopping/travel vouchers in a lucky draw. It is an anonymous online survey with the lucky draw entry form being decoupled from the actual survey itself. IRB sees this design as being flawed as incentives are not allowed, only reimbursements.


    Have any of you used lucky draws/contests in your studies? If so, how did you manage to get around IRB with such a design?

     

    I would very much like to hear your experiences and any suggestions are welcome. Thanks in advance!

     

     

     

    Best regards,
    Angeline



  • 11.  Lucky Draws and Ethics Review

    Posted 08-24-2010 15:15
    Dear OB Colleagues,

    I've been following this stream with interest as I have experienced similar problems myself. I have used the Study Response database as a way of generating a large general pool of employees across organisations that can help me assess the psychometric properties of new tools. The standard approach with this database is to offer incentives to encourage participation. We offered a lottery for $50 Amazon vouchers with participants having something like a 4% chance of winning one. This got response rates up to about 25%. Without it, I fear we'd have got a very poor response.

    We ran this approach by our Ethics Committee who were initially unsure about it. Once we showed that it was common practice with this database and many top journals had published studies using the Study Response database with incentives, they yielded and gave us the go ahead. Their questioning seemed perfectly reasonable and it ensured that we considered the risks. We ran several such studies and never experienced any difficulties, except that we had to filter out about a hundred responses (5%?) who clearly didn't take the survey seriously and just wanted to get into the lottery (e.g. incomplete surveys or answering the same answer all the way through or obvious patterns in the responses). Fortunately, the Study Response system allows us to remove such people from the lottery draw (sorry, this is sounding a bit like an advert for Study Response).

    I came away from this experience concluding that we need better systems and processes to spot rogue responses; people who don't respond to the questionnaires diligently and who just put something down to qualify for the draw. I couldn't spot people darting through putting random answers in and suspect it reduces correlations and distorts factor analyses. I'm unclear how a big a problem this is, but it does seem to be a problem.

    In going through this process, I became more concerned about a related 'incentive': the offer of credit points for recruiting research participants (both self and others). This seems to be common practice and justified on the grounds that it encourages involvement with the research process. But to me, this is coercive and often invasive (when people have to complete personality questionnaires etc.). In addition, it seems wrong to me to give credit for learning based on students making researcher's lives easier. I know that most of these processes have ways in which students can opt out by having them do something else instead, but only the strongest characters are likely to avail themselves of such options.

    Jon


    Jon Billsberry
    Professor of Organisational Behaviour
    Coventry University

    Chair-Elect, Management Education and Development (MED), Academy of Management
    Chair, Organisational Psychology Special Interest Group, British Academy of Management
    Associate Editor, Journal of Management Education

    Faculty of Business, Environment and Society,
    Coventry University, Priory Street, Coventry, West Midlands CV1 5FB

    E: j.billsberry@coventry.ac.uk
    W: www.jonbillsberry.co.uk
    DL: 02476 888412
    M: 07974 984556

    ________________________________

    From: Gayle Baugh [mailto:gbaugh@UWF.EDU]
    Sent: Tue 24/08/2010 19:02
    To: OB@AOMLISTS.PACE.EDU
    Subject: Re: [OB-LIST] Lucky Draws and Ethics Review


    Dear OB Colleagues:

    I've been reading with interest the discussion about a lottery as an incentive for participation in research. One of the things that we often don't remember is that IRBs were developed in large part for medical research. In many types of medical research, where there is risk, sometimes serious risk, involved, incentives are not permitted because they would be coercive. Individuals can be reimbursed for expenses, but anything beyond "normal" expenses would be considered something akin to "bribing" individuals to participate in the research. Thus, individuals with more difficult economic circumstances would be more willing to assume risk, whereas the benefit is gained more generally. This situation would not be acceptable to an IRB or, more generally, to a society.

    Our types of research simply do not expose individuals to the same types of risk. Thus, most IRBs would not consider the type of incentive that you are suggesting, Angeline, as inappropriate. Perhaps if you asked for a face-to-face meeting with your IRB and discussed with them WHY there is such a strong prohibition against incentives, you might find that there is some latitude. I think that sometimes people who serve on IRBs forget why the "rules" are in place and look only at the "rules." And many of those "rules" are self-imposed rather than being imposed by an external body. So discussion might help you to reach an understanding about what you are trying to accomplish.

    Hope that this response helps. -- Gayle


    Gayle Baugh
    Associate Professor
    Co-Editor, Research in Careers Series
    published by Information Age Publishing
    Associate Editor, Group & Organization
    Management
    Department of Management & MIS
    University of West Florida
    11000 University Parkway
    Pensacola, Florida 32514-5752
    (850) 474-2206 (Office)
    (850) 474-2314 (FAX)
    gbaugh@uwf.edu



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